Published Nov 10, 2026, 11:28 AM ET · Updated 3 days ago · 1 source

Tribunal Finds Emerge Canada Mismanaged Cathie Wood-Linked ETFs

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Tribunal Finds Emerge Canada Mismanaged Cathie Wood-Linked ETFs

The failed investment firm that sold Toronto-listed versions of Cathie Wood’s exchange-traded funds took self-dealing loans, maintained improper records and failed to act in the best interest of its funds, Canada’s top securities regulator ruled.